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By Lee Richmond, Makino

In an endless pursuit of the capabilities of micromachining, we often run across test cuts that are of interest. Recently, a medical staple mold demonstrated what is possible with current technologies.

A customer challenged a Makino user with a medical staple mold that would require cutting tools down to 0.20mm radius. The user was very capable and experienced in mold building, and was comfortable at 0.30mm, but anything smaller was uncharted territory.

This mold is a good example of a lot of current micromachining work. Innovative products need innovative molds that often have difficult feature details, which can be nearly impossible without the proper machinery and techniques. This is especially true when it comes to the medical market, where cost of production is typically secondary to protecting intellectual property, following stringent government guidelines, and making a superior product.

The mold steel is 420 stainless, hardened to 52 – 54 HRc (Rockwell hardness C scale). It has eight cavities and inside corner radii had to be held to 0.20mm. The part is so small that hand-polishing to finish any details or to clean up a rough finish is impossible, so the mold must be accurate and polish-free straight off the machine.

The original process was to CNC (computer numerical control) mill an electrode, EDM (electrical discharge machine) the cavity detail, finish mill and grind the rest of the details. This took a total of 67 hours. It’s an efficient method when direct milling is not possible, but there’s a lot of time tied up in prep work, and not actual production of the mold.

The new process was to hard mill the mold on a Makino V22 vertical machining center, skipping the EDM process. This alone saved the user a substantial amount of time. However, to challenge the production capabilities even further, the customer requested a unique test cut be preformed, cutting the corner radii in half to 0.10mm.


Micromachining bears great resemblance to its macroscale counterpart. Photo courtesy of Makino
Click here to enlarge image

The part required five tools with nine different programs to keep the cuts in different areas of the mold to match specifications. Tools from 2mm down to 0.10mm radius were used. Tool-to-tool blending is critical, so we used Makino’s hybrid Automatic Tool Length Measurement (ATLM) system, installed on the V22. This system ensures that tool growth and wear is controlled, since the margin of error is so minute and surface finish requirements are so critical.

The final result allowed us to complete the core in 21 hours and the cavity in 13 hours. The majority of the 21 hours on the cavity was to pick out the tiny corners. The total time to produce the mold was reduced from 67 to 34 hours, or approximately 50 percent.

After the success of the new hard milling process, we decided that it might be interesting to push the boundaries of this process even further, just to see what was possible.

We decided to tweak the part design a bit – shrinking the overall size of the part and tightening up the corner radiuses, now down to 0.076mm. To do this, we had to use a 0.05mm radius tool, as no standard tool in between 0.10mm and 0.05mm radius is available.

The smaller cuts increased the cut time from 13 hours to 32 hours, a 244 percent cycle time increase in the cavity. The core proved too long to continue the cut. Step-over in the core got down to 2.5 microns and step-down to 4 microns. Tool failures started to pile up.

In conclusion, we were able to get great results cutting corner radii to 0.20mm, then even better when we went down to a 0.10mm. We hit a wall when we attempted a 0.076mm corner radius with a 0.05mm radius cutter. Cycle times spiked dramatically and the tooling wore out quickly.

Without a tool between 0.10mm and 0.05mm radius, a 0.076mm corner radius is impractical in hardened 420 stainless steel.

Why does this matter? Because we learn what’s possible from our failures as much as we learn from our successes. Since we were able to hold 0.10mm corner radii while improving cycle times in a hardened steel mold, it shows that we’re going down the right path. All the ingredients aren’t there to go even smaller, but we’re getting very close.

The test cuts will continue, and we are confident we’ll get a 0.076mm corner radius, and even tighter, with some more tweaking. In the meantime, we need to examine our processes, tooling, and machine to make sure we’re doing everything we can to increase accuracies even further.

To get tolerances like these, there are a few essential components that must be considered. Typical machining applications allow for several microns or more of variation. When you’re dealing with micro-molds, a single micron of inaccuracy will often ruin your work piece.

First, the machine you choose must be stable, both thermally and for vibration. Any growth in the tool that isn’t addressed properly can devastate your accuracy, just as chatter can when milling hardened steel with a tiny tool.

The way Makino accomplishes thermal stability is with a core-cooled spindle and insulation of the work envelope. These advancements permit us to accurately control and predict how much the tool will grow, which allows the machine’s software to compensate, and therefore maintain our accuracies. Vibration is kept to an absolute minimum with heavy castings, a spindle designed to be utterly rigid, and software which compensates for the properties of metal being cut at high speeds.


Makino engineers found that they could get great results cutting corner radii to 0.20mm, then even better down to a 0.10mm radius, but that tooling wore out quickly when attempting a 0.076mm corner radius with a .05mm radius cutter. Image courtesy of Makino
Click here to enlarge image

Another aspect of the machine tool that must be considered is the servo control technology. Makino has implemented high resolution scale feedback that is able to recognize and achieve sub-micron movements, and therefore hold the tolerances of micro applications.

The second thing you’ll need to accomplish cuts this accurate and small is a programmer with a creative streak. Most programmers aren’t accustomed to working with step-overs and step-downs of only a few microns or less, or with tooling that will break if it rubs too long or hits a corner incorrectly, so it’s important to consult someone who’s done it before to program the cuts correctly.

To program a mold in hardened steel is hard enough, but when you factor in the accuracies needed and the unique tooling, it’s simply not something that just anybody can do. And that programmer needs the right tools – programming software that gives him the ability to run the tricks, like trichoidal roughing and arc fitting corners, needed to successfully mill hardened micro molds.

Finally, you need the right tooling. Everyone has their vendor preference, but without tools with predictable life and performance, that cut as they’re designed to, you’ll never hold the tolerances needed for micro work.

Most of the tooling needed in submicron work is so small you literally can’t touch it without breaking it – most machinists aren’t used to using it, much less buying it. And keep in mind that tooling is usually not an area where cutting corners saves you money. You’ll just end up paying on the back end with re-work, delayed deliveries, or even worse, outsourcing the part when you can’t produce it.

Nearly every micromachining process is a trial-and-error situation, especially when it comes to sub-micron cuts. This process can be shortened greatly with the aid of engineers experienced in micromachining, along with some fundamental ingredients like a capable machine tool, tooling, and programming tailored specifically for micromachining.

Lee Richmond is micro market manager at Makino (www.makino.com) in Auburn Heights, Mich. He can be reached at [email protected].

New array suggests throughput could eventually meet commercial needs

By Charles Q. Choi

Dip-pen nanolithography can literally draw structures only nanometers in scale, but was always limited in throughput by how many pens it could write with at the same time. Now the technique’s inventor has devised an array with hundreds of times more pens than before.

Dip-pen nanolithography (DPN) uses atomic force microscope (AFM) tips as pens and dips them into inks containing anything from DNA to semiconductors. The new array from Chad Mirkin’s group at Northwestern University in Evanston, Ill., has 55,000 pens – far more than the previous largest array, which had 250 pens.

The new array can draw 55,000 likenesses of Thomas Jefferson in a space the size of a nickel – images consisting in total of some 470 million 80-nanometer-wide dots – in less than 30 minutes.

“The throughput barrier is a grand challenge for the nanotechnology field, as lithography is the foundation for all that we do. And in this paper Mirkin and coworkers drive a truck through this challenging barrier,” said Joseph DeSimone, a chemist at the University of North Carolina at Chapel Hill and director of the new UNC Institute for Advanced Materials, Nanoscience and Technology. The researchers reported their new DPN array in the November 6 issue of Angewandte Chemie.

“One of the gating aspects of the technology is that, with a single-pen tool, you’re extremely limited in throughput. Seeing they’re able to take their research to a 55,000-tip array instrument would definitely address the issue of throughput,” said Vahe Mamikunian, an analyst with Lux Research.

NanoInk, the Chicago company Mirkin founded in 2002 which is commercializing dip-pen lithography, has licensed the new array and has exclusive rights. “It will be on the research market early next year,” Mirkin said.


The schematic shows the fabrication process for 2D cantilever arrays developed by the Mirkin group at Northwestern University and licensed by NanoInk. Image courtesy of Chad Mirkin
Click here to enlarge image

The array was made by modifying a microfabrication process developed for single AFM probes. Oxidized silicon wafers had 10-micron square openings lithographically patterned into them, and pyramidal pits were etched in those openings. These pits served as molds for pyramidal probes when films of silicon nitride were deposited. The silicon nitride on the front side of the wafers was then lithographically patterned to form arrays of cantilevers.

The probes are roughly 7.6 microns high, with tips about 60 nanometers across. “The tall tips keep the arm holding the tips from running into the surface,” Mirkin said.

The researchers also bend the cantilevers by coating them with gold and then annealing them. The resulting curvature is due to how gold and silicon nitride layers expand differently in heat, and how the different layers in the cantilever restructure due to annealing.

“The bent cantilevers give us more play in the vertical direction to get any misaligned tips in contact with the substrate. In other words, the tips in the array do not have to be perfectly in one plane to bring them all in contact with the surface to be patterned,” Mirkin explained.

The result is an array that can bring all the pens in contact with their substrate using merely gravity, as opposed to a complex set of feedback systems. “This makes the approach innovative, straightforward, inexpensive and extremely useful and versatile,” Mirkin said. Once all the tips of the array are in position, the array is locked in place by a rapidly curing epoxy resin on the tip holder.

“What is most surprising to me is the degree of fidelity achieved,” said Jim De Yoreo, a member of the scientific staff at Lawrence Livermore National Laboratory who conducts research into scanned probe nanolithography techniques. “Highly multiplexed cantilever arrays have been fabricated by a number of groups. But overcoming the challenges of adequately uniform inking of all the tips and obtaining registry between the substrate and all tips has never been achieved. I would have expected these to be daunting tasks, but Professor Mirkin’s group has dealt with both quite handily.

The most important implication of having overcome these two challenges is that high-throughput constructive patterning of a nearly unlimited set of functional chemistries at sub-100-nanometer length scales is now possible. This puts commercial use of constructive scanned probe lithography within our grasp.”

In initial experiments, Mirkin and his colleagues could generate 88 million dot features with their new array, each pen generating 1,600 dots in a 40 by 40 array, where the distance between each 80-to-120-nanometer-wide dot was 400 nanometers. In other experiments, they generated protein nanoarrays. “I was really excited to see 55,000 cantilevers working in unison – really impressive work,” said Thomas Thundat at Oak Ridge National Laboratory in Tennessee, an expert on nanomechanical devices who leads a nanoscale science and devices group at the lab.

The massively parallel DPN approach heralded by the new array “really opens the technique up for many applications, especially in the life sciences,” Mirkin said, “and perhaps some in other areas like integrated electronics and photonics.”

Nanoarrays that DPN can build can “allow us to study cells and the factors that control their behavior – adhesion, growth, motility, differentiation and apoptosis – in a way one could never achieve with conventional technologies. It will allow us to study how viruses work at the single particle level – how they bind and infect cells.”

Moreover, “they will provide important insight into many areas of cancer research – the factors that lead to metastasis events,” Mirkin added. The nanoarrays DPN can build “will lead to many new screening procedures for new therapeutics for a variety of diseases, including many forms of cancer.”

“I suspect the market opportunities for high-resolution, massively parallel DPN will be as diverse as semiconductors, large-area displays, pharmaceutical/packaging tagging for anti-counterfeiting and research tools,” DeSimone said.


The new 55,000-pen DPN array was used to draw 55,000 likenesses of Thomas Jefferson in a space the size of a nickel in less than half an hour. Image courtesy of Chad Mirkin
Click here to enlarge image

Still, it seems this array “is looking at some of the applications that nano-imprint lithography is targeting, and I’m not sure that’s a good place to be targeting,” Mamikunian said. “The reason for that is, with dip-pen nanolithography, you effectively have one supplier right now in the form of NanoInk. So there’s a limited supply base. With nano-imprint, five or six companies are really pushing the technology, from Molecular Imprints to Obducat to Nanonex.”

Mamikunian noted that some of the applications NanoInk is targeting for DPN are different from those of nano-imprint, such as pharmaceutical anti-counterfeiting and photomask and circuit line repair. And, in their paper, Mirkin and his colleagues noted that the advantages their massively parallel DPN approach has over nano-stamping include the distortion effects that plague nano-stamping and nano-stamping’s need to fabricate a mask each time a new design is required.

Another question Mamikunian had with the new array was how manufacturable these were on a large scale.

“If you were ordered to produce 50 or 60 a quarter, what would your ability be to produce such large array instruments predictably and reliably?” Mamikunian said. “It’s really great work, and there will be some applications coming out of it, but until they show how to make such a large array tool on a mass scale, (there are) more questions than answers.”

“These are made by conventional microfabrication processes,” Mirkin responded, adding that mass production was not a big hurdle. Integration is the real issue, he contended, including getting different inks to different tips on the fly. “Maintaining registration with the underlying substrate during the entire process needs to be worked out as well,” he added. “All doable, but it will take some time.”

Making light of the small


January 1, 2007

Photonics and nanotechnology have a synergy rarely seen. But nano-optical devices are not prevalent in the marketplace, even though the academic labs churn out one breakthrough after another. So where’s the light?

By Richard Gaughan

Photonics and nanotechnology seem the perfect match. In fact, photons are inherently nanoscale entities, generally interacting with a single electron of a single atom.

But even though there seems a natural marriage between photons and nanomaterials, nano-optical devices are not yet prevalent. But the delay is not due to any fundamental scientific misunderstanding or technological failure, but is rather a reflection of the nature of technological development. In fact, a look at some of the nano-optical devices that are at or near commercial reality shows a predictable pattern of needs: tight integration, an existing market, a clear cost benefit and a scaleable solution.

Some examples of innovative photonic technology on the cusp of market acceptance are quantum dots, membrane deformable mirrors, and photonic bandgap fibers. Each of these technologies has distinct engineering challenges, and each has a distinct market, but together they provide insight into the types of challenges faced by most nano-optical technologies.

Quantum dots shine

The unique absorption and emission characteristics of quantum dots (QDs) were first demonstrated in the 1980s. A quantum dot is a semiconductor particle just a handful of nanometers in diameter. The QD creates a potential well that constrains the electrons within the semiconductor to specific energy levels dependent upon the material and the particle size.

The specific energy band structure determines the wavelength of photons that can be absorbed or emitted by the QD. In general, the absorption band is relatively broad, but the emission wavelength of a specific QD is narrow. In practice, this means different diameter quantum dots can be excited by the same illumination source, but each will emit at its unique wavelength.


By layering the proper blend of quantum dot diameters on top, these UV LEDs emit visible light with high conversion efficiency. Here Lauren Rowher of Sandia National Laboratory showcases a couple of different laboratory devices designed to pave the way to commercial development. Photo courtesy of Sandia National Lab
Click here to enlarge image

For example, QD labels treated with binding molecules will attach to specific molecular targets, so when a solution is illuminated with a single source the different labels emit light of a different color. The fluorescing quantum dots serve to make the otherwise invisible target molecules visible.

According to Steve Talbot, chief marketing officer at Evident Technologies, a Troy, N.Y., company that makes a variety of products based on quantum dots, QDs have rapidly infiltrated life science applications at least partly “because they are easily integrated with the existing technologies” – such as the surface binding methods and fluorescence readers prevalent in the marketplace.

The next target application for Evident Technologies is solid state lighting. Light emitting diodes (LEDs) are expected to be efficient replacements for current lighting technologies, for applications from decorative accent lighting to aircraft and automobile lighting – and eventually the general illumination marketplace. Different colors can be realized by designing devices of unique materials and customized semiconductor structures. But a more efficient solution may be to use bright UV LEDs to excite a phosphor layer which will absorb the UV and emit in its characteristic color.

Sounds like a perfect match for quantum dots, which absorb in a broad range in the UV and emit at a precise wavelength. QDs of different diameters can be integrated into a single phosphor layer, with the emitted light being a summation of all the different colors – including blends that can create white emission.


To produce LEDs with this range of color would usually require different semiconductor materials and different structures. But by coating a UV LED with quantum dots of different sizes, identical components emit different visible spectra. Photo courtesy of Evident Technologies
Click here to enlarge image

Conceptually that’s easy to understand, but to implement the LED QD nanophosphor requires success over a number of steps. Mike Locascio, Evident’s chief technical officer, identified a host of issues for LEDs. “For an LED to be successful,” he said, “it needs not only an exact color match and good color uniformity, but also a high color rendering index [a measure of white light quality], longevity, and high brightness, all at a competitive price point.”

Although the fundamentals of QD manufacturing are understood, to make them application-specific requires more than just a grasp of how large to make a QD core. The surface layer of the QD modifies the color, then an encapsulant provides both an interface between the LED and QDs and a matrix for deposition of the nanophosphor. And the entire assembly must survive a high temperature cure that will not degrade its environmental or performance capabilities. The application initiates a cascade of development steps. Complex, yes, but the challenges can be overcome: Evident is now shipping sample LEDs with integrated QD nanophosphors.

Adaptive optics for the masses

Adaptive optics refers to the capability to measure and control the shape of a propagating wavefront. Sensors provide input into a control system that generates signals to change the optical path length of a small part of the cross-section of an optical beam. A deformable mirror introduces wavefront changes by tilting and positioning small areas of the mirror surface.

One problem with traditional deformable mirrors is that they’re expensive. In the mid-1990s a MEMS deformable mirror was first demonstrated, constructed by assembling an electrode pattern surface parallel to a very thin reflective and conductive membrane. With a voltage pattern introduced on the electrodes, electrostatic attraction pulls the membrane into a desired shape, changing the wavefront of a beam reflected off its surface. Because of the advantages of scale offered by MEMS manufacturing, membrane deformable mirrors are much less expensive than traditionally-manufactured deformable mirrors, which brings the cost into range for mainstream projects.

Although the cost of continuous-membrane MEMS deformable mirrors is attractive, they had an operational restriction that was a bit cumbersome. Under certain conditions the membrane gets so close to the electrode that the electric field strength rapidly rises, forcing the membrane to come in contact with the electrode, leading to electrical discharge through the membrane, and catastrophic membrane failure.

AgilOptics, of Albuquerque, N.M., avoided this “snapdown” problem by restricting the usable voltage range, but that also limited the utility of the deformable mirror. The solution was acceptable, but not ideal; so development continued, and AgilOptics’ commercially-available membrane mirrors now have an insulating coating that retains its flexibility, but eliminates snapdown entirely.

Guiding the unguidable

In 1998 Yoel Fink and others at MIT reported on a class of reflective coatings that offered characteristics no other reflective coatings could match: angle-independent reflectivity over a wide range of wavelengths. By depositing alternating layers, a photonic crystal structure was created, with a bandgap that prohibited propagation for a range of wavelengths determined by the index of refraction of the two materials and their layer thickness.

Fink realized this principle could be applied to reflective surfaces along a waveguide of arbitrary shape to control the propagation of wavelengths that traditionally are difficult to guide. For example, a hollow core surrounded by alternating layers of materials of high index of refraction would be able to guide the 10.6 μm wavelength of CO2 lasers. Fink and his colleagues created a company called OmniGuide, in Cambridge, Mass., to commercialize applications of the photonic bandgap (PBG) fiber.


MEMS deformable mirrors are affordable enough to bring wavefront control to a variety of new applications. For example, this membrane mirror system stores up to 100 frames that can be played back continuously to simulate changes in atmospheric conditions. Photo courtesy of AgilOptics
Click here to enlarge image

But fabricating a laboratory scale device for academic research is quite different from manufacturing commercially significant quantities, and Fink was presented with the challenge of scaling the manufacturing. He needed a method that would control the thickness of each of the layers surrounding the core, yet still be able to produce large quantities of the PBG fiber. He was drawn to the drawdown process traditionally used to produce optical fiber: a macroscopic preform is fabricated, then heated and pulled into a long, thin strand. “Conceptually,” said Fink, “the difficult and tedious process of reducing feature size becomes straightforward with fiber drawdown, and the length can be kilometers.” But several challenges stood in the way of translating that concept into reality.

First, the feature sizes of the PBG fiber are one or two orders of magnitude smaller than those in traditional fiber – layers 100 nm thick instead of tens of microns. Second, rather than using the homogeneous glasses of traditional fiber, high-index semiconductors were needed. Finally, each of the multiple layers of the waveguide must be precisely controlled at a level well beyond that required for traditional fiber manufacturing. Those three challenges changed the project into a two-year, market-driven research effort.

The ideal market

Identifying the ideal market is like a “cutest baby” competition: it all depends on your perspective. Different technologies for different applications also have different criteria for what constitutes the ideal market opportunity. For the application of quantum dots for LED wavelength conversion, the ideal market has the potential for extremely high volume. Other technical solutions exist for generating a desired spectrum from solid state devices, but none is firmly entrenched. QD manufacturing technology is efficient enough to allow market entry at a competitive price point, and improvements in process control promise future cost reductions.

And, although the market for solid-state lighting is fair-sized already, the general illumination market holds huge potential. Evident Technologies’ Locascio noted that “market areas and subsegments within each area have their own set of challenges. We look at the price, performance, and packaging requirements to determine if quantum dots can provide an effective solution.”

For MEMS deformable mirror applications, the ideal application is either one in which a conventional optical instrument provides acceptable, but not optimum performance, or an application where wavefront control is being performed in much more expensive ways.

Dennis Mansell, president of AgilOptics, described the new Aeri atmospheric simulator the company has developed that can loop 100 frames to emulate rapid changes in optical transmission. “The system is highly capable, and several large customers are interested. But it’s a bit frustrating waiting for them to see the value.”

The ideal customer for Omniguide’s PBG fiber is one that has an important problem the technology can solve, and they’re willing to pay a premium for the solution. Whether the market is a relatively small number of customers willing to pay top dollar, a huge opportunity with smaller margins, or somewhere in between, each of these companies emphasizes the need to understand the customer’s requirements. The fundamental technology is already understood and the issue becomes one of tailoring the characteristics and the manufacturing process to meet the customer’s performance and price requirements.

As the publisher of Small Times, I want to take this opportunity to wish all of our readers, advertisers, sponsors, and contributing writers a very happy and safe holiday season and a great new year. Thank you all for your support and for the continued feedback that has made Small Times the go-to source in small tech. It has been an exciting year for the MEMS and nano sectors and, as always, it is our honor to play a part in this growing ecosystem by covering the rapid acceleration of commercial activity.

If you are looking for insight into the hot trends and predictions for the year ahead — read our Nov/Dec cover story to learn more about volume nanotube production, roll-to-roll manufacturing, and more. And don’t forget to take a few short minutes to fill out our 2007 Salary survey — the results and analysis will appear in our March/April issue.

As many of you know, Small Times recently celebrated its first anniversary after acquisition by the PennWell Corporation. The changes over the course of the past year have been many, but although it’s an overused saying, I’ll say it anyway: “change is good.”

I would especially like to recognize David Forman, who took over as editor-in-chief last May from a top-notch editor, Candace Stuart, who left big shoes to fill. Not only did David fill those shoes, but we had to buy him a bigger pair. Over the past eight months, David has criss-crossed the United States and the globe to get closer to you and the markets we cover — not an easy task when you look at the geographic span of the technologies and the many verticals we report on. David is committed to bringing you the information you need to make better decisions, grow your companies/organizations, and to help propel these technologies through commercialization. It’s been an honor working with David the past four and a half years and watching him grow from a journalist covering a new set of technologies, to an experienced editor, who is not only responsible for the coverage of what happens, but is helping to forecast the future of micro and nanotechnologies.

Behind the scenes at Small Times are many others to thank for their contribution throughout the year. Many are names you won’t recognize, but without whom we would not be able to deliver our magazine, website and events. Debbie Bouley, our outstanding circulation manager, has propelled our readership to be global and all one-year qualified. (She’s a stickler, so DON’T ignore those renewal notices). Maureen Christenson is our top-notch NanoCon International and Directory upgrade sales rep. She ensures our exhibitors and sponsors get the excellent service they deserve. Chad Wimmer is “the Man” behind the graphics/layout/style of the magazine. We welcome back Cindy Pierson as our North American sales rep — her enthusiasm and ability to match customers’ needs with solutions is exceptional. Cathleen Martindale is our digital media expert and sales rep — delivering the new products and services our customers need.

Nancy Crosby IS the Ann Arbor office. David and I would be lost without her attention to detail and the support she provides us. Carol Fronduto is our new marketing guru — see our 2007 Media Kit, which is thanks to her efforts! Sharon MacLeod and Thomas Markley make our lives easier every day through their support of the whole of Small Times. Katie Blair and Lacy Ward ensure that our magazine gets assembled and printed correctly — both editorial and advertising. Our new directory/buyer’s guide team are truly experts at their jobs — Judy Simers, Jessica Ross, and Christine Algie.

The Small Times NanoCon International team in Tulsa was responsible for making the 2006 show a success and is busy getting ready for 2007 in Santa Clara on November 14-16. Kay Baker is our overall conference/logistics manager. She has the hard job of making sure it all comes together — rooms, food, materials, etc. Debbi Boyne coordinates our speakers and the agenda (not an easy task). Tamara Hooks and Wendy Lissau, our NanoCon marketing team, help to keep you informed of the latest and greatest updates regarding the event. And MaryBeth Dewitt, the overall leader of the events team, makes life easier every day.

Of course, Small Times wouldn’t be here without the management and leadership support of the executive team, including Bob Biolchini, PennWell’s President & CEO, Christine Shaw, our Senior VP and a fantastic boss, and Jayne Gilsinger. I would also like to say a special thank you to Chris Platt, our associate publisher who was recently promoted to the publisher of PennWell’s SST group. His efforts and the experience he contributed will help Small Times for many years to come.

Happy Holidays!

Patti

Patti Glaza
Vice President — Group Publisher
Small Times / PennWell Corporation

Dec. 22, 2006 — Tegal Corp., a San Jose, Calif., designer and manufacturer of plasma etch and deposition systems, announced that it had received an order for an 6500 Advanced Etch cluster tool from Skyworks Solutions Inc.

The system will be shipped to Skyworks’ fab in Southern California and will be used to etch SiN and other critical thin-films on GaAs substrates. The devices produced on the 6500 system will be incorporated in a wide variety of wireless handset, automotive, broadband, cellular infrastructure, industrial and medical applications.

“The 6500 Advanced Etch system was selected on the basis of the unique capabilities of our innovative HRe- (High-density Reflected electron) source,” said Thomas Mika, Tegal president and CEO, in a prepared statement. “A key focus area for our company is the compound semiconductor space, which is seeing renewed growth due to the ubiquitous usage of wireless electronics.”

The 6500 etch system is a high-vacuum etch cluster tool and is used in production fabs to etch multiple thin films in an extremely clean process environment. These films are widely used in compound semiconductor and opto-electronics, non-volatile memory, analog and power devices and MEMS devices.

Dec. 22, 2006 — NanoSensors Inc., a Santa Clara, Calif., nanotechnology development company that develops instruments and sensors to detect explosives, chemical and biological agents, announced that it has engaged a third-party contractor to manufacture units of a test version of its biosensor product that will be used for third party field testing.

The company expects to receive delivery of the product units and commence testing during the first quarter of 2007 in order to obtain feedback on the performance of the biosensor. The product is based on the company’s recently licensed nanoporous silicon-based biosensor technology to detect e. Coli.

Although NanoSensors has not entered into testing agreements with third parties, it is seeking to enroll between six to ten users in its product testing program in order to subject the product design to simulated field conditions and to further assess the commercial viability of the current design. It is expected that the testing cycle will continue for a period of approximately three months and the company intends to deploy the biosensors in a number of different testing conditions. After the testing period is complete, the company intends to incorporate user feedback into the product design in order to improve product functionality, as may be appropriate.

As previously announced, the proposed biosensor has been designed to consist of two core functional parts: a disposable housing unit in which the actual sensor device is mounted and a separate, external data acquisition unit. Based on this design, the disposable housing unit which contains the sensor transmits signals across electrical leads to the data acquisition unit, which accepts the output signal from the disposable housing unit and converts the signal to the appropriate format to display the results.

Dec. 19, 2006 — Altair Nanotechnologies Inc. (NASDAQ: ALTI) has closed its “registered direct” offering resulting in net proceeds of around $23.15 million.

Cowen and Co. (NASDAQ: COWN) acted as exclusive placement agent for the offering. In the offering, Altair issued 9,259,259 units, each unit consisting of one common share of Altair and one warrant to purchase 0.25 common shares of Altair at $2.70 per share, for a purchase price of $2.70 per unit.

Reno, Nev.-based Altair, whose primary business is developing and commercializing nanomaterial and titanium dioxide pigment technologies, said it intends to use the proceeds for working capital and general corporate purposes.

Dec. 18, 2006 — ITOCHU Corp. of Japan announced it will invest $8.5 million in solar energy company NorSun AS of Oslo, Norway, which is planning to produce monocrystalline silicon wafers for solar cells.

NorSun was established in December 2005 by Alf Bjorseth, who is a founder and former CEO of the Renewable Energy Corporation ASA, a manufacturer of solar-grade silicon and multi crystalline wafers, to develop a broadly-based business in the solar industry.

NorSun is planning to set up a plant in the beginning of 2008 for the production of monocrystalline silicon wafers, with plans to expand to a production capacity of 430MW by 2010.